ATF Form 3 Guide

by Ryan Cleckner | Last updated Oct 1, 2026

Written by Ryan Cleckner, J.D.
Ryan is an attorney specializing in firearms law, a best-selling author, and firearm-industry executive.

Depending on whether you want to make, buy, or sell an NFA firearm, there is an ATF Form that must be used.

ATF Form 3

This is because, in most cases, the ATF must approve the making, selling, and/or buying of NFA firearms, those firearms regulated under the National Firearms Act (e.g. silencer or suppressor, short barreled rifle or SBR, short barreled shotgun or SBS, machine gun, and more).

The application for making or transferring an NFA firearm is made on the appropriate ATF form along with a fingerprint card and the appropriate tax payment to the ATF and, once approved by the NFA branch, it is returned with a tax stamp and permission for either making the NFA item or permission for the transferor(seller) to allow the transferee (buyer) to take possession of the NFA item.

There is one exception to the "prior approval required" guideline: if you are a Type 07 or Type 10 FFL (the two types of manufacturing federal firearms license) AND you have paid your annual SOT tax and are thereby a Special Occupational Taxpayer (Class 2 for those who want to know), then you can make a machine gun whenever you want and simply notify the ATF - NFA Branch AFTER you've made the NFA item. There is no "approval" in this case - instead, it is simply a notification.

ATF Forms

Which ATF form is used depends on the activity and the person or entity making, selling, or receiving the firearm.

Here is a table showing which ATF form is used for which type of activity and transferee, followed by a breakdown of each type of ATF paperwork for NFA transfers:

NFA Forms

NFA FormPurposeManufacturer or Transferee (recipient)ATF Approval Needed?
Form 1Making NFA FirearmNon-FFL/SOT (regular individual/entity)Yes
Form 2Making NFA FirearmType 7 or Type 10 FFL (Class 2 SOT)No
Form 3Transferring NFA FirearmFFL / SOT (Any Class SOT)Yes
Form 4Transferring NFA FirearmsNon-FFL/SOT (regular individual/entity)Yes
Form 5Transferring NFA FirearmGovernment Entity (Mil, LE, etc)Yes
Form 6Importing NFA FirearmType 8 or 11 FFL (Class 1 SOT)Yes
Form 9Exporting NFA FirearmsForeign RecipientYes
Form 10Register Acquired/Seized NFA FirearmLaw Enforcement / Government Yes